Asset and wealth managers face the dual challenge of developing and maintaining strong relationships with clients whilst meeting increased regulatory demands.
At the same time the asset and wealth management industry continues to win clients and attract inflows as new markets and products are developed and the increased use of technology brings new opportunities.
We can advise you on a wide range of legal, regulatory and tax matters. Whether you are launching a new product, negotiating a major outsourcing or IT contract, reviewing your employment policies or looking to expand via acquisitions we have the team to help.
Our team also includes experts from our market-leading Private Wealth team meaning that we understand the challenges and issues that your clients may face and can offer a service that is focused on finding solutions for both sides.
News & Insights
Charles Russell Speechlys advises shareholders of Prescient Financial Intelligence on sale to Quilter Private Client Advisers
Prescient is an independent financial adviser firm that offers bespoke financial planning advice.
Senior Managers and Certification Regime on 9 December 2019
All FCA regulated firms will become subject to the Senior Managers and Certification Regime (SM&CR) on 9 December 2019.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.