Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.
Brexit and Financial Services – After the Transition Period
What will happen after the transition period?
Points of practice: placings, acquisitions and MAR
This article looks at some important MAR related points when you are looking to fund an acquisition using proceeds from a placing.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
Operational Resilience – Financial Services and Telecommunications
The UK government and regulators have been increasing their focus on operational resilience and its impact on the economy.
P2P Market Study Update
The FCA has published its final rules and feedback resulting from its consultation.
FCA’s investment platform market study final report – Impact on the asset management industry
Vanessa Walters and Jed Wilsher summarise the key findings of the FCA's investment platform market study report.
Pooling targets the fast lane
Melville Rodrigues considers the Government’s LGPS guidance on pooling, and implications for real estate mandates.
FCA Consultation and Policy Statement on Overdrafts
Last year, the FCA published a consultation paper and policy statement on its proposed reforms to the way banks charge for overdrafts.
FCA proposing to tighten up rules for loan-based crowdfunding platforms
Later this year, the FCA is due to publish its policy statement on the changes to the regulatory framework for crowdfunding platforms.
Financial Conduct Authority consults on increasing the award for the Financial Ombudsman Service
The Financial Conduct Authority (FCA) is consulting on increasing the award limit for the Financial Ombudsman Service (FOS).