• sectors-we-work-in-banner

    Financial Services Lawyers

The pace of change in the financial services sector is unprecedented.

New regulations, competition, technology and regulatory scrutiny all add to the ongoing commercial pressures of operating in an uncertain economic landscape.

Whether you are a bank, insurer, asset manager, broker, pension fund or IT company, we can give you strategic advice on the regulatory pressures you may be facing and the great opportunities that new markets and models can offer you for growth.

With financial services experts based in all our offices in the UK, Europe, the Middle East and Asia, we can also assist you internationally, offering particular expertise ensuring compliance with UK and EU law as well as Sharia principles.

We are here to support you through the many life cycles of your business. We will ensure our technical expertise and personal approach are at the forefront of a collaborative partnership with you and your business.

office-window-reflections-tile

FCA Authorisation: Do I need to be FCA-regulated? 

UK Financial services regulation has a broad scope. If you are unsure about whether your business is subject to FCA regulation you should seek legal advice. Find out more here.

Find out more
Asset & Wealth Managers Legal Services

Asset & Wealth Managers

The Private Wealth team at Charles Russell Speechlys advises both financial services firms and private individuals.

Find out more
Banks & Non-Bank Lenders Legal Services

Banks & Non-Bank Lenders

Alongside our advice on debt and international finance we also advise our clients on regulatory reform, compliance and data security issues.

Find out more
Broking, Trading & Markets Legal Services

Broking, Trading & Markets

Charles Russell Speechlys advises a broad range of wholesale and sell side firms.

Find out more
FinTech Legal Services

FinTech

From mobile payment systems to blockchain, the evolution of modern technology is transforming financial services.

Find out more
Insurance Legal Services

Insurance

Charles Russell Speechlys’ highly regarded insurance team has advised clients in the insurance sector over many years.

Find out more

Meet our financial services lawyers

matt-hamaia

What's important to you is important to us. Let's talk

If you would like to speak to a member of our Financial Services team or to find out more about how we work, please get in touch

Contact us

More financial services articles

  • Portfolio Adviser quotes Richard Ellis on the FCA's first public findings against former fund manager Neil Woodford

    Richard Ellis

    In the Press

  • Daniel Sullivan writes for Law360 on hundreds of 'rogue filings' being lodged via Companies House and advice for affected banks

    Daniel Sullivan

    In the Press

  • Charles Russell Speechlys grows its rankings in The Legal 500 EMEA directory

    Frédéric Jeannin

    News

  • There is a new tax law in town – but it’s probably not what you think

    Sarah Kadhum

    Quick Reads

  • Digital assets consultation by the Law Commission

    Cheryl Tham

    Insights

  • Charles Russell Speechlys continues to grow its Financial Services Regulation & Funds offering with the appointment of Jeremy Bell

    William Garner

    News

  • FT Adviser quotes Richard Ellis on industry pushback to FCA plans to name firms under investigation

    Richard Ellis

    In the Press

  • Charles Russell Speechlys hosts international arbitration event in Dubai

    Peter Smith

    Quick Reads

  • Charlie Ring and Ross Youngs write for FT Adviser on where wealth managers should look to for their own financial advice

    Charlie Ring

    In the Press

  • Take-aways for UK firms from ESMA’s consultation on reverse solicitation

    Cheryl Tham

    Insights

  • FCA Authorisation: Do I need to be FCA-regulated?

    Richard Ellis

    Insights

  • City AM quotes William Garner on FCA plans to 'name and shame' firms under investigation

    William Garner

    In the Press

  • Sifted quotes Victoria Younghusband on a boardroom disagreement involving Klarna and Sequoia Capital

    Victoria Younghusband

    In the Press

  • Consumer Duty - FCA warns that some firms are “lagging behind”

    Richard Ellis

    Insights

  • The Fintech Times quotes Mark Bailey on Labour’s plan for financial services

    Mark Bailey

    In the Press

  • Charles Russell Speechlys welcomes Financial Services Partner back to its London office

    Richard Ellis

    News

  • Charles Russell Speechlys strengthens London Banking & Finance team with the arrival of James Walton

    James Walton

    News

  • The Drawdown quotes Victoria Younghusband on depositary services and the Alternative Investment Fund Managers Directive

    Victoria Younghusband

    In the Press

  • Les entreprises en difficulté ou en croissance peuvent-elle se passer des equity lines? Can distressed or growth companies do without hybrid bonds?

    Dimitri-André Sonier

    Quick Reads

  • Dubai Court of Cassation Extends Arbitration Agreement Across Subsequent Contracts

    Peter Smith

    Quick Reads

  • The Virtual Currency Regulation Review: UAE

    Sara Sheffield

    Insights

  • Banking Risk & Regulation quotes William Garner on crypto and custody

    William Garner

    In the Press

  • Financial News quotes Nathan Lightman on the upcoming FCA review of private market valuations

    Nathan Lightman

    In the Press

  • UAE Polishes Federal Arbitration Law

    Peter Smith

    Quick Reads

  • Is the opening up of Nexity's services division capital a consequence of the difficulties facing the French property sector?

    Dimitri-André Sonier

    Quick Reads

  • Charles Russell Speechlys expands presence in Greater China with the arrival of Litigation and Dispute Resolution Partner Stephen Chan

    Stephen Chan

    News

  • Don’t push it… Quincecare duty clarified

    Caroline Greenwell

    Quick Reads

  • Saudi Center for Commercial Arbitration publishes new Arbitration Rules

    Peter Smith

    Quick Reads

  • Dubai announces its plan to streamline the enforcement of civil judgments and arbitral awards

    Peter Smith

    Quick Reads

  • FCA warns asset managers against greenwashing

    Quick Reads

  • Sustainability disclosure requirements: Time is short to comment on FCA's proposals

    Quick Reads

  • FSRA Ramps up Enforcement Action with Fines and a Prohibition Order

    Quick Reads

  • Ten Years Since The 2012 Saudi Arbitration Law: Where Are We Now?

    Peter Smith

    Quick Reads

  • Donoghue v Stevenson: 90 years on from a snail and a bottle of ginger beer

    Joe Edwards

    Quick Reads

  • Sberbank CIB enters special administration as worldwide sanctions take their grip on London branches of Russian banks

    Jessica Williams

    Quick Reads

  • How to tackle a large Gender Pay Gap

    Emily Chalkley

    Quick Reads

  • The importance of being earnest: file your proof of debt on time

    Jessica Williams

    Quick Reads

  • LPAs – a welcome change for the better

    Natalie Butler

    Quick Reads

  • PRA to further scrutinise cloud computing in 2022

    Mark Bailey

    Quick Reads

  • What does Amazon’s ban of Visa Credit Cards mean for UK consumers?

    Quick Reads

Back to top