Financial Services Institutions Briefing February 2016
Welcome to the second edition of our Briefing for Financial Services Institutions.
This Briefing is aimed at institutions, large and small, providing financial services and products to clients in the UK and wider EEA market. We have designed the Briefing to include articles of equal interest to client relationship professionals as well as senior management, legal and compliance staff.
The focus will be on changes impacting on investment and credit products, wealth management, advisory and planning services.
The second edition includes:
- UCITS V and key protections for investors
- A positive approach to the Common Reporting Standards for trusts
- The receipt of monetary and non-monetary benefits under MiFID II
- The implementation of the Senior Managers and Certification Regime
- Property Tax Update
- Charity Authorised Investment Funds
News & Insights
Points of practice: placings, acquisitions and MAR
This article looks at some important MAR related points when you are looking to fund an acquisition using proceeds from a placing.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
Charles Russell Speechlys advises the shareholders of Henshin Group Limited on the investment by Veos S.P.A.
Charles Russell Speechlys advised the shareholders of Henshin Group Limited on a major investment by Veos S.P.A.