Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.
An update on Brexit and Financial Services Firms
Vanessa Walters provides an update on Brexit and the effect on Financial Services firms.
Newsletter - Financial Services Institutions Briefing - April 2018
The latest edition of our Financial Services Institutions Briefing.
Financial mis-selling: what are your options?
Jessica Arrol and Oliver Auld assess the options available should you if you believe that you have been mis-sold an investment.
Toolkit for the new Senior Managers and Certification Regime
Vanessa Walters sets out some of the key principles of the regime and how FCA regulated firms can best prepare for it.
Access to the Financial Ombudsman Service for SMEs?
Financial services companies may face more disputes with SMEs.
Product governance under MiFID II – a UK perspective
Jonathan Bayliss explores product governance under MiFID II, from a UK perspective
The countdown to MiFID II for Discretionary Managers
Christmas is soon upon us, but more unsettling for those in the FS sector is that MiFID II comes into effect in around 10 weeks’ time.
FinTech funding: when to get regulated
Venture investment in FinTech in the first half of 2017 hit $8.4 billion, but are FinTechs ensuring that they are sufficiently regulated?