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Wholesale broking firms under the regulatory spotlight: PFOF update
Brokers can expect to see a considerable increase both in regulatory activity and in enforcement action.
FCA Consultation and Policy Statement on Overdrafts
Last year, the FCA published a consultation paper and policy statement on its proposed reforms to the way banks charge for overdrafts.
FCA proposing to tighten up rules for loan-based crowdfunding platforms
Later this year, the FCA is due to publish its policy statement on the changes to the regulatory framework for crowdfunding platforms.
Financial Conduct Authority consults on increasing the award for the Financial Ombudsman Service
The Financial Conduct Authority (FCA) is consulting on increasing the award limit for the Financial Ombudsman Service (FOS).
Newsletter - October 2018
The African Development Bank (“AfDB”) approves new policy for investments into non-African private sector companies.
July 2018 - Newsletter - Financial Services Institutions Briefing
The latest edition of our regular Financial Services Institutions Briefing.
An update on Brexit and Financial Services Firms
Vanessa Walters provides an update on Brexit and the effect on Financial Services firms.
Brexit and Financial Services Firms
Vanessa Walters explores the regulator's position with Brexit fast approaching.