Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.
FCA two year supervision strategy
In April 2019, the FCA sent a Dear CEO Letter to wholesale market broking firms, committing to taking a “tough stance”...
Financing arrangements: the impact of COVID-19 for borrowers
Considering the short and longer term impacts of the COVID-19 pandemic on financing arrangements.
Top 10 FinTech Predictions for 2020
Following increasing in regulation in the FinTech space we expect this to be a continuing trend for 2020.
Brexit and Financial Services – After the Transition Period
What will happen after the transition period?
Taxation of Personal Service Companies and the UK Construction Sector
The tax burden of companies operating in the UK construction sector is likely to increase in 2020.
Senior Managers and Certification Regime on 9 December 2019
All FCA regulated firms will become subject to the Senior Managers and Certification Regime (SM&CR) on 9 December 2019.
Stablecoins and the Challenge for Regulators
The G7’s investigation into the impact of global stablecoins.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.