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Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.

Insights William Garner

FCA two year supervision strategy

In April 2019, the FCA sent a Dear CEO Letter to wholesale market broking firms, committing to taking a “tough stance”...
Insights Jon Bond

Financing arrangements: the impact of COVID-19 for borrowers

Considering the short and longer term impacts of the COVID-19 pandemic on financing arrangements.
Insights William Garner

Brexit and Financial Services – After the Transition Period

What will happen after the transition period?
Insights David Hicks

Senior Managers and Certification Regime on 9 December 2019

All FCA regulated firms will become subject to the Senior Managers and Certification Regime (SM&CR) on 9 December 2019.
Insights Jed Wilsher

Stablecoins and the Challenge for Regulators

The G7’s investigation into the impact of global stablecoins.
Insights Vanessa Walters

FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution

On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
Insights Mark Bailey

Operational Resilience – Financial Services and Telecommunications

The UK government and regulators have been increasing their focus on operational resilience and its impact on the economy.
Insights Alicia Griffin

What will the SMCR mean for partnerships and overseas individuals?

The 9 December deadline for the implementation of the SMCR is looming and firms are busily preparing to ensure that they are ready.
Insights Jed Wilsher

P2P Market Study Update

The FCA has published its final rules and feedback resulting from its consultation.
Insights William Garner

FCA clarify regulatory position on cryptoassets in new guidance

The Financial Conduct Authority has now published its finalised Guidance on Cryptoassets PS19/22.
Insights Vanessa Walters

FCA’s investment platform market study final report – Impact on the asset management industry

Vanessa Walters and Jed Wilsher summarise the key findings of the FCA's investment platform market study report.
Insights Richard Ellis

Wholesale broking firms under the regulatory spotlight: PFOF update

Brokers can expect to see a considerable increase both in regulatory activity and in enforcement action.
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