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Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.

Insights Vanessa Walters

FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution

On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
Insights Mark Bailey

Operational Resilience – Financial Services and Telecommunications

The UK government and regulators have been increasing their focus on operational resilience and its impact on the economy.
Insights Alicia Griffin

What will the SMCR mean for partnerships and overseas individuals?

The 9 December deadline for the implementation of the SMCR is looming and firms are busily preparing to ensure that they are ready.
Insights Jed Wilsher

P2P Market Study Update

The FCA has published its final rules and feedback resulting from its consultation.
Insights William Garner

FCA clarify regulatory position on cryptoassets in new guidance

The Financial Conduct Authority has now published its finalised Guidance on Cryptoassets PS19/22.
Insights Vanessa Walters

FCA’s investment platform market study final report – Impact on the asset management industry

Vanessa Walters and Jed Wilsher summarise the key findings of the FCA's investment platform market study report.
Insights Richard Ellis

Wholesale broking firms under the regulatory spotlight: PFOF update

Brokers can expect to see a considerable increase both in regulatory activity and in enforcement action.
Insights Melville Rodrigues

Pooling targets the fast lane

Melville Rodrigues considers the Government’s LGPS guidance on pooling, and implications for real estate mandates.
Insights Vanessa Walters

FCA Consultation and Policy Statement on Overdrafts

Last year, the FCA published a consultation paper and policy statement on its proposed reforms to the way banks charge for overdrafts.
Insights Vanessa Walters

FCA proposing to tighten up rules for loan-based crowdfunding platforms

Later this year, the FCA is due to publish its policy statement on the changes to the regulatory framework for crowdfunding platforms.
Insights Jessica Arrol

Financial Conduct Authority consults on increasing the award for the Financial Ombudsman Service

The Financial Conduct Authority (FCA) is consulting on increasing the award limit for the Financial Ombudsman Service (FOS).
Insights Alicia Griffin

Tackling the risks of the FinTech boom - AML considerations

While FinTech services like cryptoassets can create significant opportunities, they also pose considerable regulatory challenges.
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