Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.
Public Company Update - November 2020
The November 2020 edition of our biannual Public Company Update.
Adams v Carey - What does this mean for SIPP providers?
Jessica Arrol explores the case of Adams v Carey, and analyses what it means for SIPP providers?
FCA two year supervision strategy
In April 2019, the FCA sent a Dear CEO Letter to wholesale market broking firms, committing to taking a “tough stance”...
Financing arrangements: the impact of COVID-19 for borrowers
Considering the short and longer term impacts of the COVID-19 pandemic on financing arrangements.
Brexit and Financial Services – After the Transition Period
What will happen after the transition period?
Senior Managers and Certification Regime on 9 December 2019
All FCA regulated firms will become subject to the Senior Managers and Certification Regime (SM&CR) on 9 December 2019.
Stablecoins and the Challenge for Regulators
The G7’s investigation into the impact of global stablecoins.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
Operational Resilience – Financial Services and Telecommunications
The UK government and regulators have been increasing their focus on operational resilience and its impact on the economy.
What will the SMCR mean for partnerships and overseas individuals?
The 9 December deadline for the implementation of the SMCR is looming and firms are busily preparing to ensure that they are ready.
P2P Market Study Update
The FCA has published its final rules and feedback resulting from its consultation.