Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.
Adams v Carey - What does this mean for SIPP providers?
Jessica Arrol explores the case of Adams v Carey, and analyses what it means for SIPP providers?
Financing arrangements: the impact of COVID-19 for borrowers
Considering the short and longer term impacts of the COVID-19 pandemic on financing arrangements.
Brexit and Financial Services – After the Transition Period
What will happen after the transition period?
Senior Managers and Certification Regime on 9 December 2019
All FCA regulated firms will become subject to the Senior Managers and Certification Regime (SM&CR) on 9 December 2019.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
What will the SMCR mean for partnerships and overseas individuals?
The 9 December deadline for the implementation of the SMCR is looming and firms are busily preparing to ensure that they are ready.
P2P Market Study Update
The FCA has published its final rules and feedback resulting from its consultation.
FCA clarify regulatory position on cryptoassets in new guidance
The Financial Conduct Authority has now published its finalised Guidance on Cryptoassets PS19/22.
FCA’s investment platform market study final report – Impact on the asset management industry
Vanessa Walters and Jed Wilsher summarise the key findings of the FCA's investment platform market study report.