Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
What will the SMCR mean for partnerships and overseas individuals?
The 9 December deadline for the implementation of the SMCR is looming and firms are busily preparing to ensure that they are ready.
P2P Market Study Update
The FCA has published its final rules and feedback resulting from its consultation.
FCA clarify regulatory position on cryptoassets in new guidance
The Financial Conduct Authority has now published its finalised Guidance on Cryptoassets PS19/22.
FCA’s investment platform market study final report – Impact on the asset management industry
Vanessa Walters and Jed Wilsher summarise the key findings of the FCA's investment platform market study report.
Wholesale broking firms under the regulatory spotlight: PFOF update
Brokers can expect to see a considerable increase both in regulatory activity and in enforcement action.
FCA Consultation and Policy Statement on Overdrafts
Last year, the FCA published a consultation paper and policy statement on its proposed reforms to the way banks charge for overdrafts.
FCA proposing to tighten up rules for loan-based crowdfunding platforms
Later this year, the FCA is due to publish its policy statement on the changes to the regulatory framework for crowdfunding platforms.
Financial Conduct Authority consults on increasing the award for the Financial Ombudsman Service
The Financial Conduct Authority (FCA) is consulting on increasing the award limit for the Financial Ombudsman Service (FOS).