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Mark Howard
The November 2020 edition of our biannual Public Company Update.
Jessica Arrol
Jessica Arrol explores the case of Adams v Carey, and analyses what it means for SIPP providers?
William Garner
In April 2019, the FCA sent a Dear CEO Letter to wholesale market broking firms, committing to taking a “tough stance”...
Jon Bond
Considering the short and longer term impacts of the COVID-19 pandemic on financing arrangements.
What will happen after the transition period?
David Hicks
All FCA regulated firms will become subject to the Senior Managers and Certification Regime (SM&CR) on 9 December 2019.
Jed Wilsher
The G7’s investigation into the impact of global stablecoins.
Vanessa Walters
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
Mark Bailey
The UK government and regulators have been increasing their focus on operational resilience and its impact on the economy.
Alicia Griffin
The 9 December deadline for the implementation of the SMCR is looming and firms are busily preparing to ensure that they are ready.
The FCA has published its final rules and feedback resulting from its consultation.
The Financial Conduct Authority has now published its finalised Guidance on Cryptoassets PS19/22.
