Please browse and download material from our extensive library of updates providing expert analysis on a wide range of legal issues and topics.
FCA’s Dear CEO letter to Wealth Managers – Focus on Best Execution
On 13th June, the FCA wrote a letter to wealth managers about the risks that the management and stockbroking firms pose to their customers.
What will the SMCR mean for partnerships and overseas individuals?
The 9 December deadline for the implementation of the SMCR is looming and firms are busily preparing to ensure that they are ready.
P2P Market Study Update
The FCA has published its final rules and feedback resulting from its consultation.
FCA’s investment platform market study final report – Impact on the asset management industry
Vanessa Walters and Jed Wilsher summarise the key findings of the FCA's investment platform market study report.
FCA Consultation and Policy Statement on Overdrafts
Last year, the FCA published a consultation paper and policy statement on its proposed reforms to the way banks charge for overdrafts.
Financial Conduct Authority consults on increasing the award for the Financial Ombudsman Service
The Financial Conduct Authority (FCA) is consulting on increasing the award limit for the Financial Ombudsman Service (FOS).
ECM and Brexit: business as usual?
We consider how ECM could be affected by the UK's impending departure from the EU
Clarification on Outsourcing Guidance for using Cloud in the Financial Services Sector – which rules apply?
Important announcements by the FCA and the EBA clarifying guidance on outsourcing to the cloud and third party IT Services.