Senior Compliance & Risk Associate
The Firm’s Compliance & Risk team is based in London and is responsible for dealing with all client due diligence (CDD) and conflicts queries for the Firm (including foreign offices). The team currently consists of twenty-three team members including a Senior Compliance and Risk Associate, a Compliance and Risk Associate, NBI Managers, Senior Compliance Analysts, Compliance Analysts and Administrators. There is also a Compliance Partner who is the Money Laundering Reporting Officer (MLRO). The team works alongside the General Counsel and the partner responsible for managing complaints and claims.
The role has a strong anti-money laundering (AML) focus but it also includes providing advice on a range of other risk management issues which affect the business. The successful candidate will work closely with the Compliance Partner/ MLRO and will be responsible for supervising and training the Compliance Associates.
Key Tasks and Responsibilities (this is a broad but not exhaustive list)
1) AML – CRS Compliance
- Providing legal advice to partners and fee earners on the scope of applicable anti-money laundering and counter-terrorist financing legislation (including the local laws which apply to our foreign offices)
- Assisting with AML and other Compliance training for partners, feeearner and business support staff
- Providing advice about reputational risk issues
- Assisting the MLRO with carrying out research to be used in suspicious activity reports (SARs) and assisting with drafting SARs
For a detailed specification please download the job description in the documents section of this page.
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