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Current Roles

Compliance Analyst - 4m FTC

The Role:

The role is for a Compliance Analyst, working within a busy Compliance team and focusing on:

  1. Customer due diligence (“CDD”)
  2. Conflicts of interest

Key Tasks and Responsibilities (this is a broad but not exhaustive list):

Customer due diligence:

  • carrying out CDD on a full range of clients including individuals, companies and trusts
  • answering queries from clients, partners, fee earners and other support staff about CDD requirements
  • analysing CDD material provided by clients and advising whether further information is needed to complete the CDD process
  • carrying out client risk assessments
  • using a wide range of databases such as World Check, MINT, Companies House and Experian to obtain CDD information
  • carrying out searches against the HM Treasury consolidated sanctions list (sanctions screening)
  • assisting with providing training to secretaries about the CDD process

For a full breakdown of the role please download the PDF job description.